Sarbanes Oxley Act Summary - Appendix II

Sarbanes Oxley Act Summary

Summary of SOX Section A201

Commission Rules and Enforcement

    (a) REGULATORY ACTION- The Commission shall promulgate such rules and regulations, as may be necessary or appropriate in the public interest or for the protection of investors, and in furtherance of this Act.

    (b) ENFORCEMENT-

      (1) IN GENERAL- A violation by any person of this Act, any rule or regulation of the Commission issued under this Act ...
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